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181 West Madison Street, 35th Floor
Chicago, IL 60602
Anjali E. Connors
Director, Private Wealth Compliance
Anjali Connors is a director of private wealth compliance for CIBC Private Wealth Management, with 11 years of legal and compliance experience. In this role, she provides compliance oversight for CIBC Private Wealth Group, LLC, focusing on RIA-related matters.
Prior to joining the firm, Anjali was part of the compliance team for Guggenheim Funds Distributors, where she was primarily responsible for drafting and enforcing firm policies and procedures, implementing regulatory risk-based testing programs, reviewing marketing and promotional material, assisting with regulatory audits and exams and responding to regulatory inquiries. Previously, she was a regulatory analyst at FINRA’s Office of Fraud Detection and Market Intelligence and has served in other compliance roles at INTL FCStone Markets and Rosenthal Collins Group.
Anjali received a Bachelor of Arts degree in English literature from Purdue University and a Master of Business Administration degree from Indiana University.
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