Erica P. Norris

Director, Compliance

Erica Norris is a senior compliance officer at CIBC Private Wealth, with over 15 years of industry experience. In this role, she is responsible for the implementation of compliance policies and procedures, including identification, resolution and ongoing monitoring of compliance issues.

Prior to joining the firm, Erica served as a compliance officer at Advisor Group, where she was responsible for the development and management of the RIA Compliance Program, which included drafting and testing firm policies to determine regulatory adequacy and effectiveness. Previously, she served as a senior compliance analyst for a broker-dealer subsidiary of Advisor Group. ​

Erica earned a Bachelor of Science degree in business from The City University of New York’s School of Professional Studies.